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Course Description Course Name : The Capital Market Law Course Code : HKS412 Course Type : Optional Level of Course : First Cycle Year of Study : 4 Course Semester : Spring (16 Weeks) ECTS : 2 Name of Lecturer(s) : Assoc.Prof.Dr. ÖMER KORKUT Prof.Dr. FATİH BİLGİLİ Learning Outcomes of the Course : Knows the basic understanding of the capital market. Understands the structure, tasks and functions of the Capital Markets Board. Has basic knowledge of publicly-held companies, conveniences and liabilities brought by going public, private capital increase, profit distribution methods. Learns about versions of criminal liabilities regarding Capital Markets offenses. Obtains information about Capital Markets trading tools and institutions that provide them investments. Mode of Delivery : Face-to-Face Prerequisites and Co-Prerequisites : None Recommended Optional Programme Components : None Aim(s) of Course : Aims to teach students the basic principles and understanding of the Capital Markets law, with both Civil Law and public Law characteristics, which encourages public to İnvest their savings in stocks and shares and capital market instruments to participate in the development of economy more effectively and widely, which helps capital markets to work in trust, clarity and stability, which examines the rules regulating and monitoring the protection of the rights and benefits of depositors. Course Contents : Characteristics of the Turkish capital market, capital market activities, and their examination of the legal controls, Turkish capital markets and initial public offering of securities traded on a public stock companies, capital market institutions, capital market activities, the Capital Markets Board, the order imposed by the capital markets, capital markets, brokerage firms, investment companies and investment funds, capital markets tools. Language of Instruction : Turkish Work Place : Classroom   Course Outline /Schedule (Weekly) Planned Learning Activities Week Subject Student's Preliminary Work Learning Activities and Teaching Methods 1 The basic concepts of capital market law Reading Lecture, question and answer 2 The institution, duties and powers of the capital market structure Reading Lecture, question and answer 3 Public corporations and types of public corporations Reading Lecture, question and answer 4 The registered capital system and the powers of the board of directors Reading Ders Anlatımı, soru-cevap 5 Cumulative voting, call the collection through the power of attorney Reading Lecture, question and answer 6 Public disclosure Reading Lecture, question and answer 7 The concept and types of the securities Reading Lecture, question and answer 8 Midterm exam 9 Stocks, profit and loss sharing certificates Reading Lecture, question and answer 10 Bonds, asset-backed securities Reading Lecture, question and answer 11 Capital Market Institutions Reading Lecture, question and answer 12 The concept and importance of the stock market, the stock market tasks Reading Lecture, question and answer 13 Stock Brokers, Investment Trusts, Mutual Funds Reading Lecture, question and answer 14 Central Registry Agency, ISE Reading Lecture, question and answer 15 Measures of Capital Markets, Administrative and Criminal Sanctions Reading Lecture, question and answer 16/17 Final Exam   Required Course Resources Resource Type Resource Name Recommended Course Material(s)   Required Course Material(s)   Assessment Methods and Assessment Criteria Semester/Year Assessments Number Contribution Percentage     Mid-term Exams (Written, Oral, etc.) 1 60     Homeworks/Projects/Others 1 40 Total 100 Rate of Semester/Year Assessments to Success 40   Final Assessments 100 Rate of Final Assessments to Success 60 Total 100   Contribution of the Course to Key Learning Outcomes # Key Learning Outcome Contribution* 1 Communicates with colleagues in a foreign language and keeps up with international developments in the field of law. 0 2 Conducts scientific studies in the field. 0 3 Has general legal knowledge in the field of information systems and demonstrates the ability to use required soft wares 3 4 Has a basic knowledge of the codification process and how to use newly gained legal knowledge in their work environment. 1 5 Knows the rules regulating the relationship between the state and society,and between the estate and the individual, and can interpret these rules. 2 6 Takes on tasks; the administrative organization of the country´s governor, the governor, the chief of police, inspectors, also in areas such as banking and finance senior positions and so on. 3 7 Has theoretical information of legal systems, rules, and review methods 0 8 Knows the historical and sociological development process of law and legal norms 0 9 Has knowledge of the relevant regulations, decisions of judicial bodies, their development and the relevant scientific assessments. 4 10 Knows how to access and use local and international law sources. 1 11 Has the skills needed to work as a judge, prosecutor, lawyer, notaryor legal counsel after graduating from the School of law. 4 12 Has sufficient knowledge of the common laws that govern the use of skilled workers in the public and private sector 4 13 Understands and uses the basic concepts of law; has the ability to conduct legal and normative research, predicts outcomes of decisions taken, develops strategical solutions while taking into account cause and effect relationships. 0 14 Is legally objective and has an impartial attitude towards daily events, is honest and morally ethical; all of which are characteristics or equired of lawyers. 0 15 Develops critical thinking skills in order to re-interpret laws according to the needs of humanity 0 16 Has written and oral communication skills, can convey ideas to other using persuasive speech, is capable of producing alternative solutions and can analyze information. 2 17 Has the ability to work in groups, participate in class activities, analyze hypothetical case studies and to attend professional and academic visits. 1 * Contribution levels are between 0 (not) and 5 (maximum).   Student Workload - ECTS Works Number Time (Hour) Total Workload (Hour) Course Related Works     Class Time (Exam weeks are excluded) 14 2 28     Out of Class Study (Preliminary Work, Practice) 14 2 28 Assesment Related Works     Homeworks, Projects, Others 1 1 1     Mid-term Exams (Written, Oral, etc.) 1 1 1     Final Exam 1 1 1 Total Workload: 59 Total Workload / 25 (h): 2.36 ECTS Credit: 2